Taurus Compliance Consulting, LLC specializes in providing a full range of regulatory compliance and advisory services for broker-dealer firms
as well as privately held and public companies. Whether it is a mock FINRA exam, or a mock SEC audit, Taurus Compliance Consulting, LLC has the necessary resources to bring your firm into compliance.
The Taurus consulting team is comprised of a network exceptional professionals & Compliance Consultants who possess unquestionable
integrity and many cumulative years of experience in the financial markets that include securities industry regulation, AML Audit,
brokerage operations, legal, management, and accounting - FINRA.